Conversion of the LC/NACO Authority File to RDA

Conversion of the LC/NACO Authority File to RDA

Conversion of the LC/NACO Authority File to RDA Adam Schiff University of Washington Libraries OLA 2012 Conference Available at http://faculty.washington.edu/aschiff/ OLA 2012 Review of Key Changes from AACR2 to RDA Abbreviations spelled out; Latin replaced by English Not all qualifiers for personal names used in AACR2 are valid in RDA (e.g., terms of honour, terms of address, title of position or office, initials of an academic degree, initials denoting membership in an organization) Profession or occupation added in parentheses and capitalized in RDA Terms like Jr., Sr., fils, pre and numbers (e.g., III) will be recorded as part of the persons name (no longer added just when needed to break a conflict) Conference names include frequency, omit year of

convocation, and place added to qualifier even if it is in OLA 2012 the name Review of Key Changes from AACR2 to RDA Selections not used on its own in uniform titles. Works. Selections used instead If a single expression of a work involves more than one language, each of the languages is recorded separately in RDA (i.e., separate access points for each expression). Polyglot not used anymore. Ampersand between two languages not used either. Koran becomes Quran Old Testament and New Testament spelled out when used, but no longer interposed between Bible and books of the Bible in authorized access points OLA 2012 Review of Key Changes from AACR2 to RDA Librettos are entered under the name of the author of the libretto

Treaties are named using the entity named first in documents or reference sources (rather than alphabetical order). Many treaties entered as title under AACR2 (authority 130 field) will be entered under the name of a jurisdiction or corporate body under RDA OLA 2012 Personal Name Headings Dates AACR2 22.17A Smith, John, 1924Smith, John, 1900 Jan. 10Smith, John, 1836 or 7-1896 Smith, John, ca. 1837-1896 Smith, John, 1837-ca. 1896 Smith, John, ca. 1837-ca. 1896 Smith, John, b. 1825 Smith, John, d. 1859 RDA 9.3.2.3, 9.3.3.3, 9.19.1.3 Smith, John, 1924Smith, John, 1900 January 10Smith, John, 1836 or 1837-1896 Smith, John, approximately 1837-1896 Smith, John, 1837-approximately 1896 Smith, John, approximately 1837approximately 1896

Smith, John, born 1825 LC practice: Smith, John, 1825Smith, John, died 1859 LC practice: Smith, John, -1859 OLA 2012 Personal Name Headings Dates AACR2 22.17A RDA 9.3.4.3, 9.19.1.3 Johnson, Carl F., fl. 1893-1940 Johnson, Carl F., flourished 1893-1940 LC practice: Johnson, Carl F., active 1893-1940 Joannes, Diaconus, 12th cent. Joannes, Diaconus, 12th century Joannes, Actuarius, 13th/ Joannes, Actuarius, 13th/14th century 14th cent. Lin, Li, jin shi 1152 Lin, Li, jin shi 1152 OLA 2012

Personal Name Headings Qualifiers AACR2 22.19, LCRI 22.19 RDA 9.19.1.1, 9.19.1.2, 9.19.1.6 Johannes (Notary) Thomas (Anglo-Norman poet) Smith, John, Sir Johannes (Notary) Thomas (Anglo-Norman poet) Smith, John ([Profession or Occupation]) or Smith, John [undifferentiated] Brown, George, Captain Brown, George (Soldier) or Brown, George [undifferentiated] Brown, George ([Profession or Occupation]) or Brown, George [undifferentiated] Brown, George, F.I.P.S.

Brown, George, Rev. Brown, George, Ph. D. Brown, George (Clergyman) Brown, George ([Profession or Occupation]) or Brown, George [undifferentiated] Brown, George, flutist Brown, George (Flutist) Conferences, Congresses, Fairs, Festivals, etc. AACR2 24.7A1, 24.8B1 RDA 11.2.2.11, 11.13.1.8 Comparative Canadian Literature Conference Symposium on Active Control of Vibration and Noise Jean Piaget Society. Meeting Expo 86 (Vancouver, B.C.) Festival of Flowers '94 (Itanagar,

India) Vancouver Conference on Modernism (1981) Annual Comparative Canadian Literature Conference Biennial Symposium on Active Control of Vibration and Noise Salzburger Festspiele (2008) Salzburger Festspiele (2008 : Salzburg, Austria) Auckland Art Fair (2009 : Auckland, N.Z.) Auckland Art Fair (2009) Jean Piaget Society. Annual Meeting Expo (1986 : Vancouver, B.C.) Festival of Flowers (1994 : Itanagar, India) Vancouver Conference on Modernism (1981 : Vancouver, B.C.)

OLA 2012 Conferences, etc.: Multiple Locations Change from AACR2: add all locations to qualifier; separate each by semicolon. AACR2 24.7B4 Symposium on Breeding and Machine Harvesting of Rubus and Ribes (1976 : East Malling, England, and Dundee, Scotland) Conference on the Appalachian Frontier (1985 : James Madison University and Mary Baldwin College) Danish-Swedish Analysis Seminar (1995 : Copenhagen, Denmark, etc.) RDA 11.3.2, 11.13.1.8 Symposium on Breeding and Machine Harvesting of

Rubus and Ribes (1976 : East Malling, England; Dundee, Scotland) Conference on the Appalachian Frontier (1985 : James Madison University; Mary Baldwin College) Danish-Swedish Analysis Seminar (1995 : Copenhagen, Denmark; Lund, Sweden; Paris, France) OLA 2012 Parts of the Bible AACR2 25.18A Bible. $p O.T. Bible. $p N.T. Bible. $p O.T. Bible. $p N.T. Bible. $p N.T. Bible. $p O.T. Bible. $p O.T. Bible. $p N.T.

Bible. $p O.T. RDA 6.23.2.9, 6.30.2.2 Bible. $p Old Testament Bible. $p New Testament Bible. $p Ezra $p Ezra Bible. $p Revelation $p Revelation Bible. $p Corinthians, 1st $p Corinthians, 1st $p Genesis XI, 26-XX, 18 Bible. $p Genesis, XI, 26-XX, 18 Bible. $p Pentateuch $p Pentateuch Bible. $p Gospels $p Gospels Bible. $p Apocrypha $p Apocrypha In RDA, individual books and groups of books of the Bible are recorded as a subdivision of Bible, rather than as a subdivision of O.T. or N.T. OLA 2012

Uniform Titles AACR2 25.5C1 RDA 6.11.1.4, 17.10, 24.5.1.3 100 1_ $a Blackstone, Stella, $e author. 245 10 $a Bear in a square = $b L'ours dans le carr / $c Stella Blackstone ; [illustrations by] Debbie Harter ; translation by Servane Champion. 246 31 $a Ours dans le carr 700 12 $a Blackstone, Stella. $t Bear in a square. $l English. 700 12 $a Blackstone, Stella. $t Bear in a square. $l French. Only predominant or first-named expression manifested is required.

100 1_ $a Blackstone, Stella. 240 10 $a Bear in a square. $l French & English 245 10 $a Bear in a square = $b L'ours dans le carr / $c Stella Blackstone ; [illustrations by] Debbie Harter ; [translation by Servane Champion]. 246 31 $a Ours dans le carr Second 700 is optional, so it is shown in italics. Uniform Titles AACR2 25.5C1 RDA 6.11.1.4, 17.10, 24.5.1.3 100 0_ $a Euripides, $e author. 245 10 $a Euripidis Bacchae : $b graecus textus, latina et italica e graeco translatio, criticae

animadversiones / $c curantibus Cleto Pavanetto, Laetitia Greco Manghisi. 700 02 $a Euripides. $t Bacchae. $l Greek. 700 02 $a Euripides. $t Bacchae. $l Latin. 700 02 $a Euripides. $t Bacchae. $l Only predominant or first-named expressionItalian. manifested is required. Second and 100 0_ $a Euripides. 240 10 $a Bacchae. $l Polyglot 245 10 $a Euripidis Bacchae : $b graecus textus, latina et italica e graeco translatio, criticae animadversiones / $c curantibus Cleto Pavanetto, Laetitia Greco Manghisi. third 700s are optional, so they are shown in italics. Uniform Titles

AACR2 25.9 100 1_ $a Baldwin, James, $d 1924-1987. 240 10 $a Selections. $f 2004 245 10 $a Vintage Baldwin / $c James Baldwin. 260 $a New York : $b Vintage Books, $c c2004. 505 Contents note RDA 6.2.2.10.3 Alternative, 6.27.3, 17.8/17.10 100 1_ $a Baldwin, James, $d 1924-1987, $e author. 240 10 $a Works. $k Selections. $f 2004 245 10 $a Vintage Baldwin / $c James Baldwin. 260 $a New York : $b Vintage Books, $c [2004], 2004. 505 Contents note and/or 700 12 Analytical access point(s)

Only predominant or first-named work manifested is required. This could be given either in a description (contents note) or as an analytical access point, or both. Documentation Final Report / PCC Task Group on AACR2 & RDA Acceptable Heading Categories http://www.loc.gov/catdir/pcc/Report of the Task Group on AACR2 & RDA Acceptable Headings-1.docx PCC Day One for RDA Authority Records http:// www.loc.gov/catdir/pcc/PCC Day One for RDA Authority Records.doc PCC Acceptable Headings Implementation Task Group web page http://files.library.northwestern.edu/ public/pccahitg/ OLA 2012 PCC Task Group on AACR2 & RDA Acceptable Heading Categories Discern three types of headings in the LC/NAF AACR2 headings valid under RDA

AACR2 headings in need of change to be valid under RDA Gray areas, where need for change is uncertain For second category, determine if possible to make changes using automated batch processes For third category, explain why each type is ambiguous and recommend how to proceed OLA 2012 PCC Task Group on AACR2 & RDA Acceptable Heading Categories AACR2 headings valid under RDA with no change 7,631,000 records (about 95.1% of AACR2 records) AACR2 headings in need of mechanical changes to be valid under RDA 172,000 records (about 2.1% of AACR2 records) AACR2 headings containing elements not provided for by RDA or that are lacking required elements. Must be reviewed and upgraded before they can be used in RDA. Also includes pre-AACR2 and AACR2-compatible

headings 225,000 records (about 2.8% of AACR2 records) OLA 2012 Recommended Phases (PCC Acceptable Headings Implementation Task Group) Phase 1: add an identifying 667 to authority records whose 1XX fields cannot be used as is under RDA THIS 1XX FIELD CANNOT BE USED UNDER RDA UNTIL IT HAS BEEN REVIEWED INDIVIDUALLY THIS 1XX FIELD CANNOT BE USED UNDER RDA UNTIL IT HAS BEEN UPDATED OLA 2012 Recommended Phases (PCC Acceptable Headings Implementation Task Group) Phase 2: modify authority records whose access fields (1XX, 4XX,

5XX) are subject to mechanical manipulation. Remove warning field 667 from such records. OLA 2012 Create 046 fields Create 378 fields Convert Dept. Convert date abbreviations

Manipulate $c text Replace arr., acc., and unacc. Adjust Selections Adjust Bible Adjust Koran Adjust Violoncello Recommended Phases (PCC Acceptable Headings Implementation Task Group) Phase 3: convert AACR2 authority records to RDA Any AACR2 authority record not still marked with a blocking 667 field will be re-coded as RDA and re-issued OLA 2012 Alternate Implementation Schemes (PCC Acceptable Headings Implementation Task Group) Completion of phases 1-3 would take many

months Dissatisfaction of original plan because Some records must be reissued more than once Nearly all records must be reissued; places substantial burden on sites maintaining local copies of the LC/NACO AF OLA 2012 Alternate Implementation Schemes (PCC Acceptable Headings Implementation Task Group) OLA 2012 Alternate Implementation Schemes (PCC Acceptable Headings Implementation Task Group) Task Group is now recommending Alternate Scheme 3, which has two phases: Records whose 1XX is not suitable for use under RDA without review (pre-AACR2, AACR2-compatible and certain AACR2 records) and which do not contain any field susceptible to an RDA-related mechanical change are reissued with an identifying 667 field. 046/378 fields are added to these records as appropriate

Records containing a field susceptible to an RDA-related mechanical change are reissued as close to Day 1 as possible. Records in this group whose 1XX is not suitable for use under RDA without review (pre-AACR2, AACR2-compatible and certain AACR2 records) are labeled with an identifying 667 field. 046/378 fields are added to these records as appropriate. OLA 2012 Day One for RDA Authority Records Point after which all new authority records entering the LC/NACO Authority File must be coded RDA, and all access points on bibliographic records coded pcc must be RDA PCC libraries can continue to create AACR2 descriptions for a while (there is no RDA Day One for bib records), but all access points must be RDA. AACR2 authority records that have been flagged as not usable under RDA must be evaluated and re-coded to RDA March 31, 2013 OLA 2012 Examples of Changes AACR2 record before

conversion RDA record after conversion 008 008 890501n| acannaab| |n aaa 010 $a n 88202651 040 $a DLC $c DLC $d DLC 100 1_ $a Smithers, Elaine Vertz 860501n| azannaab |n aaa 010 $a n 88202651 040 $a DLC $b eng $e rda $c DLC $d DLC 100 1_ $a Smithers, Elaine Vertz OLA 2012 Examples of Changes

AACR2 record before conversion RDA record after conversion 008 860501n| azannaab |a aaa 008 860501n| acannaab 010 $a n 85325223 |n aaa 040 $a DLC $b eng $e rda 010 $a n 85325223 $c DLC $d Uk 040 $a DLC $b eng $c DLC 046 $f 19430411 $d Uk 100 1_ $a Smith, Roland, |d 100 1_ $a Smith, Roland, $d 1943 April 111943 Apr. 11400 1_ $w nnea $a Smith, OLA 2012 Roland, $d 1943 Apr. 11- Examples of Changes

RDA record after conversion AACR2 record before conversion 008 961104n| azannaab |a ana c 010 $a no 96057488 $z n 92099552 040 $a IWhN $b eng $e rda $c IWhN $d DLC 110 1_ $a Chicago (Ill.). $b Department of Planning and Development 410 1_ $a Chicago (Ill.). $b Department of Planning & Development 410 1_ $w nnea $a Chicago (Ill.). $b Dept. of Planning and Development 410 1_ $a Chicago (Ill.). $b Planning and Development, Department of 510 1_ $w a $a Chicago (Ill.). $b OLA 2012 Department of Planning 008 961104n| acannaab |a ana c 010 $a no 96057488 $z n 92099552

040 $a IWhN $c IWhN $d DLC 110 1_ $a Chicago (Ill.). $b Dept. of Planning and Development 410 1_ $a Chicago (Ill.). $b Dept. of Planning & Development 410 1_ $a Chicago (Ill.). $b Planning and Development, Dept. of 510 1_ $w a $a Chicago (Ill.). $b Dept. of Planning Examples of Changes AACR2 record before conversion RDA record after conversion 008 800320n| acannaabn |a ana 010 $a n 79139440 040 $a DLC $b eng $c DLC $d DLC $d OCoLC $d DLC 130 _0 $a Bible. $p O.T. $p Judges 430 _0 $a Bible. $p Judges 430 _0 $a Judges (Book of the Old Testament)

430 _0 $a Shoftim (Book of the Old Testament) 430 _0 $a Bible. $p Shoftim 430 _0 $a Bible. $p O.T. $p Shoftim 430 _0 $a Bible. $p Qudah 430 _0 $a Bible. $p O.T. $p Qudah 008 800320n| azannaabn |a ana 010 $a n 79139440 040 $a DLC $b eng $e rda $c DLC $d DLC $d OCoLC $ d DLC 130 _0 $a Bible. $p Judges 430 _0 $w nnea $a Bible. $p O.T. $p Judges 430 _0 $a Bible. $p Old Testament. $p Judges 430 _0 $a Judges (Book of the Old Testament) 430 _0 $a Shoftim (Book of the Old Testament) 430 _0 $a Bible. $p Shoftim 430 _0 $a Bible. $p Old Testament. $p Shoftim 430 _0 $a Bible. $p Qudah 430 _0 $a Bible. $p Old Testament. $p Qudah OLA 2012

Examples of Changes AACR2 record before re-coding AACR2 record after re-coding 008 020513n| acannaabn |n aaa 010 $a n 2002102150 040 $a DLC $b eng $c DLC 100 1_ $a Jackson, Margaret, $c Dr. 670 $a Hughes on data protection in Australia, 2001: $b t.p. (Dr. Margaret Jackson; prof. of computer law, RMIT Univ.) 008 020513n| acannaabn |n aaa 010 $a n 2002102150 040 $a DLC $b eng $c DLC 100 1_ $a Jackson, Margaret, $c Dr. 667 $a THIS HEADING CANNOT BE USED UNDER RDA UNTIL IT HAS BEEN REVIEWED INDIVIDUALLY. 670 $a Hughes on data protection in

Australia, 2001: $b t.p. (Dr. Margaret Jackson; prof. of computer law, RMIT Univ.)

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